1.
clawback provision: Clause in an underwriting agreement for a security that restricts the issue to a certain group.
回补条款:指证券包销协议中的一项条款,它限定向某一群体发售该证券。
2.
Securities sales business take the form of sale on a commission basis or exclusive sales.
证券承销业务采取代销或者包销方式。
3.
stock borrowing and lending agreement
证券借用及借出协议
4.
exclusivity agreement
独家经营/包销/代理协议
5.
"A public offer of shares by promoters shall be underwritten by securities institutions established in accordance with the law, and an underwriting agreement shall be entered into."
发起人向社会公开募集股份,应当由依法设立的证券经营机构承销,签订承销协议。
6.
A public offer of new shares shall be underwritten by a legally established securities institution and an underwriting agreement shall be executed.
公司向社会公开发行新股,应当由依法设立的证券经营机构承销,签订承销协议。
7.
syndicate manager
推销或包销证券的银团中牵头的证券行或投资银行
8.
China s Specific Commitments in Securities Market under WTO Financial Services Agreement and The Impacts on Chinese Securities Firms;
WTO《金融服务协议》下证券市场开放对我国证券公司的影响与对策
9.
Issued $10 face value 40-year bonds to an underwriter at a price of 98.
按98％的价格卖给证券包销商面值10美元,40年期的债券。
10.
Study on Ad Hoc Group Key Agreement Protocol and Certificate Revocation Mechanism;
Ad Hoc组密钥协商协议及证书撤销机制研究
11.
Article 26. The maximum period for underwriting the stock issue on a commission or sole agency basis shall not exceed 90 days.
第二十六条证券的代销、包销期最长不得超过九十日。
12.
A Security Scheme of On-line Negotiable Securities Transaction System based on SSL Protocol
基于SSL协议的网上证券交易系统的安全方案
13.
On the Establishment of Investors Protection Association in China s Securities Market;
浅议中国证券市场投资者保护协会建设
14.
Assessing Securitization Risk under Basel New Capital Accord;
基于巴塞尔新资本协议的资产证券化风险计量
15.
One that guarantees the purchase of a full issue of stocks or bonds.
证券包销商保证购买全部发行的股票或公债的人
16.
Study and Implementation of OCSP and Certificate Revocation in PKI;
PKI中的证书撤销和OCSP协议的研究与实现
17.
The corporation records the issuance of the bonds at the net amount received from the underwriter.
发行公司只记录从证券包销商处收到的现金净值。
18.
On the Crimes of Illegal Consignment Securities in Securities Business;
试论证券市场中的非法承销证券犯罪