1.
If the bonds are to be sold to the general public, approval also must be obtained from the SEC.
面向公众发行的债券,还必须获得证券交易管理委员会的批准。
2.
One is the Securities and Exchange Commission (SEC); another is the Internal Revenue Service (IRS)
一个是证券交易管理委员会,另一个是国内税收署。
3.
Issues of capital stock that will be sold to the general public must be approved by the federal Securities Exchange Commission, as well as by state officials.
面向公众发行的股本在经州政府官员核定的同时,必须经联邦证券交易管理委员会的批准。
4.
The SEC establishes requirements regarding the content of financial statements and the reporting standards to be followed.
证券交易管理委员会负责确立关于财务报表的内容及应遵循的编报标准的要求。
5.
"Securities and Exchange Commission [SEC] [Taiwan, United States]"
证券管理委员会〔证管会〕〔台湾〕；证券交易委员会〔美国〕
6.
Commission for the Operation of Stock Exchanges
证券交易所工作委员会
7.
Activities of account executives are overseen by the SEC and the NASD.
证券交易委员会和全美证券交易商协会监管经纪人的工作。
8.
Securities and Exchange Commission( SEC) Administers statutes providing for the protection of investors against fraud and malpractice in the securities markets.
证券交易委员会为保护投资者利益免受证券市场的欺诈、正当交易等影响的管理机构。
9.
Securities and Exchange Commission (SEC) Administers statutes providing for the protection of investors against fraud and malpractice in the securities markets.
证券交易委员会为保护投资者利益免受证券市场的欺诈、不正当交易等影响的管理机构。
10.
Committee on International Securities Regulation
国际证券管理委员会
11.
Securities supervision commission
证券监督管理委员会
12.
Both the Brady Commission and the SEC called for greater regulation.
布雷迪委员会和证券交易委员会均提出要加强管制。
13.
The strips of paper have been subpoenaed by the Securities and Exchange Commission.
证券交易委员会也在索要这些碎纸。
14.
Securities & Exchange Commission (SEC)
美国证券交易监督委员会
15.
The SEC has five commissioners who are appointed by the president.
证券交易委员会有５名委员，是由总统任命的。
16.
China Securities Regulatory Commission [CSRC]
中国证券监督管理委员会〔中国证监会〕
17.
A registered representative is someone who is licensed by the Securities and Exchange Commission and the New York Stock Exchange to act as an account executive (AE) for clients of brokerages.
注册代理人是证券交易委员会和纽约证券交易所授权为客户从事经纪业务的经纪人。
18.
The SEC joined in faulting computerized trading and exchange specialists as well as citing a negative turn in investor psychology.
证券交易委员会同样指责电脑化交易和股票交易所的专家，还提到了投资者的逆反心理。