1.
The Securities Investment Licence will automatically become void if an applicant is unable to obtain the Foreign Exchange Registration Certificate within one year after the Securities Investment Licence is granted.
申请人取得证券投资业务许可证后一年内未取得外汇登记证的,其证券投资业务许可证自动失效。
2.
Article 35. . In the event of any of the followings, QFII should re-apply for its Securities Investment Licence:
第三十五条 合格投资者有下列情形之一的,应当重新申领证券投资业务许可证:
3.
Article 10. Applicants shall apply to the SAFE through their custodians for investment quotas after obtaining the Securities Investment Licences.
第十条 申请人在取得证券投资业务许可证后,应当通过托管人向国家外汇局申请投资额度。
4.
Article 35.. In the event of any of the followings, QFII should re-apply for its Securities Investment Licence:
第三十五条 合格投资者有下列情形之一的,应当重新申领证券投资业务许可证:
5.
On starting board market security company s direct investment business;
浅析创业板市场的证券公司直接投资业务
6.
Accommodate demands of offshore securities investment;promote QDII business prudently;
适应对外证券投资需要,稳妥推进QDII业务发展
7.
Research on Some Legal Issues about the Supervision of Securities Companies' Direct Equity Investment
证券公司直接投资业务监管法律问题研究
8.
On Legal Institutions of Securities Margin Trading Business in China
论我国证券融资融券业务的法律制度
9.
The Empirical Study of the Performance Estimation on the Closed-funds of China;
中国证券投资基金业绩评价实证研究
10.
Evaluation of Investment Fund Performance and Demonstration;
证券投资基金的业绩评价及实证分析
11.
Empirical Research on Performance Evaluation of Security Investment Funds in Our Country;
我国证券投资基金业绩评价实证研究
12.
Open Securities Investment Bunds:Inevitable Choice for Securities Industry in China;
开放式证券投资基金:中国证券业的必然选择
13.
And investors are less willing to put money into debt securities.
投资者不再愿意将资金投入债务有价证券。
14.
Financial Analysis Introduction of Investment Value for Securities Investment Fund;
简论证券投资基金投资价值的财务分析
15.
The Research of the Related Quality between Financial Statement Analysis and Security Investment;
财务报表分析与证券投资相关性研究
16.
Global custodians safeguard and administer securities for banks, mutual funds and other institutional investors.
全球托管业务为银行、同基金及其它机构投资者保管证券。
17.
The Research and Design of Synthetic Financial Evaluation Index System from the Angle of Investor s Investment;
基于证券投资者的企业财务综合评价系统研究与设计
18.
The Study on Development Strategy of Investment Bank of Northeast Securities Co.,Ltd.;
东北证券有限责任公司投资银行业务发展战略研究