1) Securities Enforcement
证券执法
1.
Administrative Law Judges in the US SEC Securities Enforcement;
美国证券执法中的行政法官制度
2) securities execution settlement
证券执法和解
1.
System of securities execution settlement means the enforcement mechanism that in process of securities execution,securities supervision agencies arrive settlement of the special inquired behavior through consult with person under surveillance,and take the way that person under surveillance act or omission voluntarily instead of the form of administrative punishment so as to end cases.
证券执法和解制度是指在证券执法过程中,证券监管机构通过与被监管者协商,就特定的被调查行为达成和解,以被监管者自愿的作为或不作为代替形式上的行政处罚,从而终结案件的一种执法机制。
4) legislation of securities
证券立法
1.
Based on characteristics of clandestine dealings and the deficiency of legislation of securities in our country,and considering the legislation of clandestine dealings in other developed countries,this paper proposes some constructive suggestions with the aim of enhancing the legislation of securities in China and punishing clandestine dealings.
证券市场上的内幕交易行为,是各种证券欺诈行为中社会危害性最严重的一种,本文针对我国内幕交易行为的特点和证券立法的不足,联系国外发达国家关于内幕交易行为的立法状况,提出了加强和完善我国证券立法、严厉打击内幕交易行为的建设性意见:如扩大内幕交易主体的范围;完善上市公司的信息披露制度;完善上市公司收购和关联交易中的内幕交易规制;建立内幕交易的民事赔偿责任制度等。
2.
Acceding to WTO will make great impacts on all aspects of the securities field, which will also found in the legislation of securities in our country.
加入WTO对我国证券业各方面均会产生重大影响 ,这种影响和挑战将集中反映在我国证券立法中 。
5) securities law
证券法
1.
On the Two Subjects of Securities Law:Regulation and Development:On How the New Securities Law Protects the Minor Investors;
规范与发展:《证券法》的两大主题——兼评《证券法》是中小投资者权益保护法
2.
Revision of Chinese Securities Law to Enhance Investor Protection;
从投资者权益保护看我国《证券法》修改
3.
On Legal Purpose of the Securities Law of China;
论我国《证券法》的立法目的
6) security law
证券法
1.
The Restrictions of China s “Security Law” over the Formation of Management Mechanism of Company;
中国《证券法》对公司治理机制形成的制衡
2.
The paper described the variation of the regulation of affiliated-transaction through the evolution of corporation law and security law to analyze the process and the characters of minority investor s legal protection of China in view of the historical evolution.
通过对公司法、证券法产生以来对关联交易规制变化的描述,从历史演进的视角提炼分析中国法律对中小投资者保护的变化过程与特点,表明中国法律对以关联交易为表现的中小投资者法律保护呈不断增强的趋势,对关联交易的操作要求日趋透明化与独立化,为增强投资者信心、营造良好的投资环境提供了制度保障。
3.
The principle of good faith is not only a major principle in our civil law but also a basic law in security law.
诚实信用原则不仅是我国民法的一项重要原则,在证券法中也是一项基本原则。
补充资料：暴力及执法伤亡赔偿计划
提供现金援助给暴力罪行或执法行动中受害的人士或其遗属(如受害人不幸死亡)。申请人毋需接受经济状况调查。
说明：补充资料仅用于学习参考，请勿用于其它任何用途。
参考词条